Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 1 Feb 2024)
    • (1)Employed By (18 Mar 2021 to 1 Feb 2024)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 30 Jan 2024)
    • CF1 Director (AR) (since 29 Jan 2024)
    • CF30 Customer (since 29 Jan 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (22 Mar 2021 to 1 Feb 2024)
    • CF1 Director (AR) (18 Mar 2021 to 1 Feb 2024)
    • CF30 Customer (18 Mar 2021 to 1 Feb 2024)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Client dealing (13 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (13 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (13 May 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at DPB Wealth Management Limited

  2. controlled function added: (1)Employed By at DPB Wealth Management Limited