Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DPB Wealth Management Limited
FRN 942707
- (1)Employed By (since 1 Feb 2024)
- (1)Employed By (18 Mar 2021 to 1 Feb 2024)
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2 Plan Wealth Management Limited
FRN 461598
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 30 Jan 2024)
- CF1 Director (AR) (since 29 Jan 2024)
- CF30 Customer (since 29 Jan 2024)
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- Appointed representative dealing with clients for which they require qualification (22 Mar 2021 to 1 Feb 2024)
- CF1 Director (AR) (18 Mar 2021 to 1 Feb 2024)
- CF30 Customer (18 Mar 2021 to 1 Feb 2024)
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- [FCA CF] Client dealing (13 Jul 2020 to 14 Feb 2021)
- [FCA CF] Functions requiring qualifications (13 Jul 2020 to 14 Feb 2021)
- CF30 Customer (13 May 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at DPB Wealth Management Limited
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controlled function added: (1)Employed By at DPB Wealth Management Limited