Darren Michael Graham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC UK Bank Plc
FRN 765112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 11 Nov 2019)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (28 Dec 2012 to 28 Feb 2014)
Charles Derby Wealth Management Limited (no longer approved here)
FRN 535816
- Employed By (28 Dec 2012 to 28 Feb 2014)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (7 Dec 2012 to 28 Dec 2012)
Charles Derby Wealth Management (Home Counties) LLP (no longer approved here)
FRN 569523
- Employed By (7 Dec 2012 to 28 Dec 2012)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (1 Jun 2011 to 11 Nov 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.