Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (6 May 2009 to 28 Mar 2012)
- CF26 Customer Trading (22 Sep 2004 to 8 Aug 2005)
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- CF30 Customer (1 Nov 2007 to 28 Mar 2012)
- CF26 Customer Trading (1 Dec 2001 to 22 Sep 2004)
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- CF30 Customer (1 Nov 2007 to 23 Sep 2009)
- CF26 Customer Trading (22 Sep 2004 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.