Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (22 Jan 2022 to 1 Mar 2024)
- [FCA CF] Client dealing (22 Jan 2022 to 1 Mar 2024)
- [FCA CF] Manager of certification employee (22 Jan 2022 to 1 Mar 2024)
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- CF30 Customer (1 Nov 2007 to 30 Dec 2009)
- CF21 Investment Adviser (13 Mar 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (21 Sep 2002 to 30 Nov 2002)
- CF26 Customer Trading (12 Jun 2002 to 21 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.