Darren Martin Chaplin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCHRODER & CO. LIMITED

    FRN 144206

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 14 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2017)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (1 Nov 2007 to 23 Aug 2016)
    • CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (22 May 2003 to 28 Mar 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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