Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 20 Nov 2024)
    • [FCA CF] Client dealing (16 Jul 2020 to 31 Dec 2022)
    • [FCA CF] Material risk taker (16 Jul 2020 to 31 Dec 2022)
    • CF30 Customer (19 Nov 2009 to 8 Dec 2019)
    • CF26 Customer Trading (2 Oct 2007 to 31 Oct 2007)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF21 Investment Adviser (1 Dec 2001 to 20 May 2002)
    • CF26 Customer Trading (1 Dec 2001 to 20 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.