Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (17 Apr 2020 to 7 Oct 2022)
- [FCA CF] Functions requiring qualifications (17 Apr 2020 to 5 Jul 2022)
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- CF30 Customer (28 May 2010 to 7 Dec 2018)
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- CF21 Investment Adviser (9 Mar 2005 to 15 Mar 2005)
- CF27 Investment Management (9 Mar 2005 to 15 Mar 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 24 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.