Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • Appointed representative dealing with clients for which they require qualification (since 25 Mar 2025)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (27 Feb 2024 to 6 Jun 2024)
  • Arion Investment Management Limited (no longer approved here)

    FRN 742037

    • [FCA CF] Client dealing (23 Sep 2021 to 3 Aug 2022)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF26 Customer Trading (25 Oct 2004 to 13 Aug 2007)
  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • CF26 Customer Trading (1 Dec 2001 to 22 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.