Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 22 Jul 2024)
    • [FCA CF] Client dealing (since 22 Jul 2024)
  • CHASE ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 520200

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jul 2024)
    • CF30 Customer (20 May 2014 to 8 Dec 2019)
  • Financial Management Bureau Limited (no longer approved here)

    FRN 125710

    • CF30 Customer (27 Jul 2010 to 27 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.