Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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John Rolfe Financial Services Limited
FRN 669544
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 19 Dec 2024)
- [FCA CF] Client dealing (since 18 Dec 2024)
- Appointed representative dealing with clients for which they require qualification (18 Dec 2024 to 19 Dec 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.