Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (2 Apr 2024 to 4 Sep 2025)
- CF1 Director (AR) (25 Mar 2024 to 2 Sep 2025)
- CF30 Customer (25 Mar 2024 to 2 Sep 2025)
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- (4)Employed By (2 Apr 2024 to 2 Sep 2025)
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- Appointed representative dealing with clients for which they require qualification (16 Oct 2023 to 31 Oct 2023)
- [FCA CF] Functions requiring qualifications (16 Oct 2023 to 31 Oct 2023)
- [FCA CF] Client dealing (16 Oct 2023 to 31 Oct 2023)
- CF1 Director (AR) (27 Sep 2023 to 31 Oct 2023)
- CF30 Customer (27 Sep 2023 to 31 Oct 2023)
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- CF1 Director (AR) (7 Jan 2022 to 31 Mar 2024)
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- Employed By (30 Jun 2017 to 5 Jul 2018)
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- CF1 Director (AR) (1 Jan 2010 to 3 Jul 2017)
- CF30 Customer (1 Nov 2007 to 5 Jul 2018)
- CF4 Partner (AR) (22 Feb 2007 to 31 Dec 2009)
- CF21 Investment Adviser (9 Mar 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Jul 2003 to 9 Mar 2004)
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- Employed By (4 Jan 2005 to 30 Jun 2017)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Grey Parrot Group Ltd
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controlled function added: (4)Employed By at Grey Parrot Group Ltd