Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jul 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jul 2020)
    • CF30 Customer (26 Jul 2019 to 8 Dec 2019)
  • Sucden Financial Limited (no longer approved here)

    FRN 114239

    • CF30 Customer (25 Apr 2018 to 31 Jan 2019)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF30 Customer (4 Oct 2016 to 13 Dec 2017)
  • Natixis (no longer approved here)

    FRN 206092

    • CF30 Customer (30 Apr 2012 to 25 Aug 2015)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 2 Mar 2009)
    • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 2 Mar 2009)
    • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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