Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sterling Financial Advice Ltd
FRN 986104
- (1)Employed By (since 31 Oct 2022)
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 19 Nov 2010)
- CF1 Director (AR) (19 Nov 2010 to 19 Dec 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.