Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ADM Investor Services International Limited (no longer approved here)

    FRN 148474

    • CF30 Customer (6 Oct 2010 to 17 Dec 2010)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (1 Nov 2007 to 22 Dec 2008)
    • CF26 Customer Trading (2 Oct 2007 to 31 Oct 2007)
  • Evolution Markets Limited (no longer approved here)

    FRN 224510

    • CF11 Money Laundering Reporting (18 Feb 2005 to 7 Jul 2005)
    • CF10 Compliance Oversight (18 Feb 2005 to 7 Jul 2005)
    • CF8 Apportionment and Oversight (18 Feb 2005 to 7 Jul 2005)
    • CF3 Chief Executive (18 Feb 2005 to 7 Jul 2005)
    • CF1 Director (18 Feb 2005 to 7 Jul 2005)
    • CF26 Customer Trading (16 Apr 2004 to 7 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.