Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (6 Oct 2010 to 17 Dec 2010)
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- CF30 Customer (1 Nov 2007 to 22 Dec 2008)
- CF26 Customer Trading (2 Oct 2007 to 31 Oct 2007)
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- CF11 Money Laundering Reporting (18 Feb 2005 to 7 Jul 2005)
- CF10 Compliance Oversight (18 Feb 2005 to 7 Jul 2005)
- CF8 Apportionment and Oversight (18 Feb 2005 to 7 Jul 2005)
- CF3 Chief Executive (18 Feb 2005 to 7 Jul 2005)
- CF1 Director (18 Feb 2005 to 7 Jul 2005)
- CF26 Customer Trading (16 Apr 2004 to 7 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.