Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Continuum (Financial Services) LLP
FRN 802331
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Sep 2020)
- [FCA CF] Functions requiring qualifications (since 8 Sep 2020)
- CF30 Customer (16 Nov 2018 to 8 Dec 2019)
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- CF30 Customer (30 Jun 2015 to 16 Nov 2018)
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- Employed By (30 Jun 2015 to 16 Nov 2018)
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- CF30 Customer (18 Nov 2013 to 20 May 2015)
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- CF30 Customer (2 Dec 2008 to 12 Aug 2014)
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- CF30 Customer (5 Jun 2008 to 17 Oct 2008)
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- CF30 Customer (1 Nov 2007 to 2 May 2008)
- CF22 Investment Adviser (Trainee) (17 May 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.