Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- 17. Administrative functions in relation to managing investments
- [FCA CF] Significant management (since 1 Jul 2024)
- [FCA CF] CASS oversight function (since 28 Sep 2021)
- [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- CF29 Significant management (1 Nov 2007 to 1 Apr 2009)
- CF20 Significant Mgt (Settlements) (27 Sep 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.