Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 22 Nov 2023)
- [FCA CF] Client dealing (since 22 Nov 2023)
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- Appointed representative dealing with clients for which they require qualification (18 Nov 2021 to 23 Nov 2023)
- CF1 Director (AR) (18 Oct 2021 to 23 Nov 2023)
- CF30 Customer (18 Oct 2021 to 23 Nov 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Jan 2022)
- CF1 Director (AR) (15 Oct 2015 to 11 Jan 2022)
- CF30 Customer (4 Feb 2010 to 11 Jan 2022)
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- CF30 Customer (8 May 2008 to 1 Feb 2010)
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- CF30 Customer (1 Nov 2007 to 8 Feb 2008)
- CF21 Investment Adviser (10 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.