Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Active Financial Partners Limited (no longer approved here)

    FRN 301860

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Nov 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Nov 2025)
    • CF30 Customer (1 Jul 2010 to 8 Dec 2019)
  • ADVISER BUSINESS SOLUTIONS LIMITED (no longer approved here)

    FRN 190181

    • CF30 Customer (1 Nov 2007 to 12 Jul 2010)
    • CF21 Investment Adviser (18 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Jan 2006 to 18 Dec 2006)
  • DMJ Associates (no longer approved here)

    FRN 468860

    • (12)Employed By (1 Jul 2007 to 12 Jul 2010)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (6 Mar 2006 to 30 Mar 2006)
    • CF4 Partner (AR) (6 Mar 2006 to 30 Mar 2006)
  • Independent Financial Solutions (no longer approved here)

    FRN 207675

    • (7)Employed By (16 Jan 2006 to 8 Dec 2019)
  • Scott Cook & Whelan Financial Management (300) (no longer approved here)

    FRN 192179

    • Employed By (10 Jun 1999 to 30 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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