Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARDING FINANCIAL LTD (no longer approved here)

    FRN 555911

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Mar 2022)
    • CF30 Customer (11 Aug 2014 to 7 Jun 2017)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (2 Jun 2014 to 4 Jul 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (21 Mar 2005 to 30 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.