Darren Edward Nicholls

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM LIMITED

    FRN 193418

    • Director of firm who is not a certification employee or a SMF manager (since 30 Nov 2022)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • [FCA CF] Material risk taker (8 Feb 2021 to 4 Feb 2022)
    • [FCA CF] Significant management (8 Feb 2021 to 4 Feb 2022)
    • SMF3 Executive Director (9 Dec 2019 to 4 Feb 2022)
    • CF1 Director (25 Nov 2013 to 8 Dec 2019)
    • CF28 Systems and controls (26 Sep 2013 to 8 Dec 2019)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • [FCA CF] Material risk taker (8 Feb 2021 to 4 Feb 2022)
    • [FCA CF] Significant management (8 Feb 2021 to 4 Feb 2022)
    • SMF3 Executive Director (9 Dec 2019 to 4 Feb 2022)
    • CF1 Director (25 Nov 2013 to 8 Dec 2019)
    • CF28 Systems and controls (26 Sep 2013 to 8 Dec 2019)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF28 Systems and controls (16 May 2011 to 5 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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