Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (23 Jul 2024 to 3 Dec 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Oct 2023)
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- CF1 Director (AR) (31 Oct 2004 to 11 Jun 2010)
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- (2)Employed By (31 Oct 2004 to 11 Jun 2010)
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- CF21 Investment Adviser (12 Mar 2004 to 28 Jul 2004)
- CF22 Investment Adviser (Trainee) (25 Jul 2003 to 12 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.