Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2020)
    • [FCA CF] Client dealing (since 31 Mar 2020)
    • CF30 Customer (12 Dec 2016 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (19 Feb 2016 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (30 Jun 2010 to 30 Jun 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 Jul 2008 to 7 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.