Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 24 Jan 2017)
  • Davidson Kempner European Partners, LLP (no longer approved here)

    FRN 401821

    • CF30 Customer (6 Aug 2010 to 29 Apr 2016)
    • CF4 Partner (31 Mar 2010 to 29 Apr 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 23 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.