Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WESLEYAN FINANCIAL SERVICES LIMITED
FRN 134753
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (6 Jun 2016 to 8 Dec 2019)
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- CF30 Customer (15 Oct 2014 to 30 Sep 2015)
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- Employed By (15 Oct 2014 to 30 Sep 2015)
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- CF30 Customer (1 Nov 2007 to 22 Apr 2014)
- CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Nov 2003 to 24 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.