Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (1 Aug 2022 to 11 Nov 2024)
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- CF1 Director (4 Nov 2014 to 5 Dec 2015)
- CF10 Compliance Oversight (4 Nov 2014 to 5 Dec 2015)
- CF11 Money Laundering Reporting (4 Nov 2014 to 5 Dec 2015)
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- CF10a CASS Oversight function (2 Apr 2013 to 31 Mar 2014)
- CF1 Director (2 Apr 2012 to 31 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.