Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 27 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 27 Sep 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Nov 2021)
    • CF30 Customer (24 Jul 2015 to 23 Nov 2021)
  • Darren Brine (no longer approved here)

    FRN 708803

    • Employed By (24 Jul 2015 to 23 Nov 2021)
  • W P Property Finance Limited (no longer approved here)

    FRN 570088

    • Employed By (14 Mar 2014 to 23 Jun 2015)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (19 Nov 2012 to 23 Jun 2015)
  • Williams & Pomphrett (no longer approved here)

    FRN 570250

    • Employed By (19 Nov 2012 to 23 Jun 2015)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 6 Sep 2010)
    • CF21 Investment Adviser (22 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Jun 2005 to 22 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.