Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Nov 2023)
    • [FCA CF] Client dealing (since 6 Nov 2023)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (23 May 2011 to 13 Jun 2011)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (30 Jan 2009 to 20 Dec 2011)
    • CF4 Partner (AR) (6 Mar 2006 to 20 Dec 2011)
  • Oakhouse (no longer approved here)

    FRN 224698

    • Employed By (9 May 2003 to 20 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.