Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 Apr 2009)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (31 Oct 2007 to 31 Oct 2007)
    • CF4 Partner (AR) (29 Oct 2007 to 28 Apr 2009)
    • (2)Employed By (since 29 Oct 2007)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (241)Employed By (1 Oct 1998 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.