Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 11 Apr 2017)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (7 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Dec 2005 to 7 Apr 2006)
    • CF4 Partner (AR) (29 Dec 2005 to 18 May 2010)
    • (16)Employed By (since 31 Jul 2019)
  • Darren Wood (no longer approved here)

    FRN 525394

    • Employed By (9 Jun 2010 to 2 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

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