Darren Andrew Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 28 Jul 2021)
    • [FCA CF] Client dealing (since 28 Jul 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Oct 2021)
    • CF30 Customer (26 Sep 2012 to 28 Oct 2021)
    • CF1 Director (AR) (26 Sep 2012 to 28 Oct 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (5 Oct 2012 to 28 Oct 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 15 Sep 2012)
    • CF22 Investment Adviser (Trainee) (22 Aug 2007 to 31 Oct 2007)
    • CF1 Director (AR) (18 Aug 2005 to 15 Sep 2012)
  • Brilliant Advice Limited (no longer approved here)

    FRN 436632

    • Employed By (18 Aug 2005 to 15 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.