Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 30 Apr 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 30 Apr 2021)
    • [FCA CF] Significant management (7 Mar 2017 to 30 Apr 2021)
    • [FCA CF] Material risk taker (7 Mar 2017 to 30 Apr 2021)
    • CF29 Significant management (25 Oct 2013 to 6 Mar 2016)
    • CF30 Customer (1 Aug 2013 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF29 Significant management (25 Oct 2013 to 6 Mar 2016)
    • CF30 Customer (1 Aug 2013 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 1 Apr 2010)
    • CF21 Investment Adviser (5 Jun 2002 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.