Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Harpur Wealth Management Limited
FRN 738074
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- CF30 Customer (5 Aug 2016 to 8 Dec 2019)
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- CF30 Customer (23 Jun 2011 to 15 Oct 2014)
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- Employed By (23 Jun 2011 to 15 Oct 2014)
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- CF30 Customer (8 Feb 2010 to 1 Nov 2011)
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- (8)Employed By (8 Feb 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Portland Wealth Management Limited
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controlled function added: (8)Employed By at Portland Wealth Management Limited