Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2021)
    • Responsible for Insurance Mediation (2 Jan 2013 to 30 Sep 2018)
    • CF4 Partner (2 Jan 2013 to 8 Dec 2019)
  • McCarthy & Co (3063) (no longer approved here)

    FRN 193490

    • (5)Employed By (22 Nov 2000 to 30 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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