Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] CASS oversight function (since 7 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 1 Apr 2015)
    • CF27 Investment Management (22 Nov 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (22 Nov 2004 to 31 Oct 2007)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF21 Investment Adviser (1 Dec 2001 to 19 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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