Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Steinway & Sons
FRN 796119
- SMF16 Compliance Oversight (since 17 Apr 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Apr 2020)
- SMF19 Head of Overseas Branch/Head of Overseas (since 17 Apr 2020)
- CF8 Apportionment and Oversight (20 Jul 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.