Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 23 Mar 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 9 Jul 2018)
    • CF10 Compliance Oversight (9 Jul 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Jul 2018 to 30 Sep 2018)
    • CF1 Director (9 Jul 2018 to 8 Dec 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (27 Aug 2013 to 30 Sep 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (7 Nov 2005 to 10 Feb 2006)
    • CF22 Investment Adviser (Trainee) (31 Oct 2002 to 7 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.