Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Jul 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Jul 2021)
- CF30 Customer (15 Apr 2013 to 8 Dec 2019)
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- CF1 Director (AR) (4 Feb 2010 to 1 Jul 2013)
- CF30 Customer (4 Feb 2010 to 1 Jul 2013)
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- Employed By (4 Feb 2010 to 1 Jul 2013)
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- CF1 Director (AR) (7 Jan 2010 to 27 Jan 2010)
- CF30 Customer (12 Dec 2008 to 27 Jan 2010)
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- CF1 Director (AR) (13 Nov 2008 to 1 Mar 2011)
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- CF1 Director (AR) (14 Jan 2005 to 27 Jun 2005)
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- (1)Employed By (14 Jan 2005 to 27 Jun 2005)
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- CF21 Investment Adviser (5 Feb 2004 to 7 Mar 2005)
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- (3)Employed By (28 Jun 1999 to 21 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.