Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 4 Mar 2005)
    • CF21 Investment Adviser (4 Mar 2005 to 31 Oct 2007)
    • (1)Employed By (since 4 Mar 2005)
  • Clearview Financial Solutions Ltd (no longer approved here)

    FRN 453191

    • Employed By (22 Jun 2006 to 19 Apr 2010)
  • Sussex Independent Financial Advisers Limited (no longer approved here)

    FRN 207490

    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Feb 2005)
    • CF10 Compliance Oversight (25 Mar 2002 to 1 Feb 2005)
    • CF21 Investment Adviser (25 Mar 2002 to 1 Feb 2005)
    • CF1 Director (25 Mar 2002 to 1 Feb 2005)
  • Sussex Independent & Inv Co Ltd (U687) (no longer approved here)

    FRN 187428

    • (14)Employed By (1 Dec 2001 to 21 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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