Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 28 Jul 2025)
    • [FCA CF] Material risk taker (since 21 Jul 2021)
    • [FCA CF] Client dealing (since 21 Jul 2021)
    • [FCA CF] Significant management (21 Jul 2021 to 22 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 21 Jul 2021)
    • CF10 Compliance Oversight (19 Dec 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Dec 2018 to 8 Dec 2019)
    • CF4 Partner (18 Nov 2016 to 8 Dec 2019)
    • CF30 Customer (18 Nov 2016 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (30 Sep 2005 to 19 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.