Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
TP ICAP Broking Limited
FRN 154234
- [FCA CF] Client dealing (since 7 Oct 2025)
- [FCA CF] Client dealing (1 Oct 2022 to 6 Nov 2023)
- CF30 Customer (20 Feb 2008 to 8 Dec 2019)
-
- [FCA CF] Client dealing (31 Mar 2020 to 6 Nov 2023)
-
- CF21 Investment Adviser (14 Aug 2003 to 29 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.