Daria Alexeevna Plotnikova

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED

    FRN 194713

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Apr 2023)
    • [FCA CF] Client dealing (since 25 Apr 2023)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • [FCA CF] Client dealing (1 Jan 2022 to 25 Aug 2022)
    • [FCA CF] Functions requiring qualifications (1 Jan 2022 to 25 Aug 2022)
    • CF30 Customer (19 Jul 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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