Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 15 Apr 2025)
- [FCA CF] Client dealing (since 15 Apr 2025)
- [FCA CF] Client dealing (2 Jan 2025 to 31 Mar 2025)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 19 Dec 2024)
- [FCA CF] Manager of certification employee (12 Mar 2021 to 11 Jan 2022)
- CF30 Customer (9 Jan 2012 to 20 Oct 2015)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 15 Apr 2025)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 19 Dec 2024)
- [FCA CF] Manager of certification employee (12 Mar 2021 to 11 Jan 2022)
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- CF30 Customer (1 Nov 2007 to 28 Oct 2011)
- CF21 Investment Adviser (20 Sep 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.