Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 4 Apr 2025)
    • CF30 Customer (since 24 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (14 Dec 2022 to 12 Nov 2024)
    • CF30 Customer (24 Nov 2022 to 12 Nov 2024)
    • Employed By (since 24 Mar 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 31 May 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (12 Oct 2016 to 1 Jul 2018)
    • CF30 Customer (6 Jan 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.