Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (12 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.