Danielle Griffiths

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited

    FRN 830170

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 May 2023)
    • [FCA CF] Functions requiring qualifications (since 4 May 2023)
  • EIS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 401581

    • [FCA CF] Client dealing (24 Jan 2022 to 24 Feb 2023)
    • [FCA CF] Functions requiring qualifications (24 Jan 2022 to 24 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.