Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 4 Sep 2015)
- CF21 Investment Adviser (11 Apr 2002 to 30 Dec 2002)
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- CF21 Investment Adviser (2 Dec 2003 to 19 Aug 2005)
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- CF21 Investment Adviser (7 Aug 2002 to 19 Aug 2005)
- CF22 Investment Adviser (Trainee) (11 Apr 2002 to 7 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.