Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Jun 2021)
    • CF10 Compliance Oversight (6 Sep 2016 to 8 Dec 2019)
  • Schroder Pension Management Limited (no longer approved here)

    FRN 442769

    • SMF16 Compliance Oversight (10 Dec 2018 to 22 Jun 2021)
    • CF10 Compliance Oversight (6 Sep 2016 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.