Daniel Zhixian Ghui

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (22 Feb 2021 to 12 Jul 2021)
    • [FCA CF] Manager of certification employee (22 Feb 2021 to 22 Apr 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (5 Feb 2021 to 22 Apr 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Jul 2021)
    • CF30 Customer (31 Jul 2015 to 6 Mar 2016)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (5 Feb 2021 to 22 Apr 2021)
    • [FCA CF] Client dealing (25 Jan 2018 to 12 Jul 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (5 Feb 2021 to 22 Apr 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Jul 2021)
    • CF30 Customer (31 Jul 2015 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (27 Oct 2010 to 3 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

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