Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Bank of America, N.A.
FRN 124642
- [FCA CF] Manager of certification employee (since 27 Oct 2025)
- [FCA CF] Client dealing (since 24 Feb 2017)
-
Merrill Lynch International
FRN 147150
- [FCA CF] Manager of certification employee (since 27 Oct 2025)
- [FCA CF] Client dealing (since 7 Sep 2016)
-
- CF30 Customer (20 Oct 2008 to 25 May 2011)
-
- CF21 Investment Adviser (29 May 2002 to 9 Apr 2003)
-
- CF21 Investment Adviser (29 May 2002 to 19 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.