Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 28 Jan 2025)
    • CF30 Customer (since 17 Jan 2025)
    • CF1 Director (AR) (since 11 Jan 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Mar 2023)
    • (3)Employed By (since 11 Jan 2023)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (6 Mar 2023 to 27 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Hays Financial Centre Ltd

  2. controlled function added: (3)Employed By at Hays Financial Centre Ltd