Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 28 Jan 2025)
- CF30 Customer (since 17 Jan 2025)
- CF1 Director (AR) (since 11 Jan 2023)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Mar 2023)
-
Hays Financial Centre Ltd
FRN 193677
- (3)Employed By (since 11 Jan 2023)
-
- Appointed representative dealing with clients for which they require qualification (6 Mar 2023 to 27 Mar 2025)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at Hays Financial Centre Ltd
-
controlled function added: (3)Employed By at Hays Financial Centre Ltd